Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Guest

    IRN RMG01151

    • [FCA CF] Material risk taker (16 Dec 2019 to 26 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2019 to 26 Apr 2023)
  • Richard John Harris

    IRN RJH01430

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 30 Jun 2020)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 20 Jul 2017)
    • CF2 Non Executive Director (16 Aug 2010 to 6 Mar 2016)
  • Richard Thomas Hall Sear

    IRN RTS01017

    • CF17 Significant Mgt (Other Business Operations) (10 Jun 2005 to 1 Dec 2006)
  • Rita Clifton

    IRN RAC01281

    • SMF9 Chair of the Governing Body (since 24 Mar 2025)
  • Robert Peter Taylor

    IRN RPT01039

    • CF28 Systems and controls (24 Jun 2009 to 31 Dec 2010)
    • CF29 Significant management (10 Jun 2008 to 24 Jun 2009)
    • CF20 Significant Mgt (Settlements) (9 Feb 2005 to 30 May 2005)
    • CF17 Significant Mgt (Other Business Operations) (9 Feb 2005 to 30 May 2005)
    • CF1 Director (19 Jun 2003 to 9 Feb 2005)
  • Robert Preston Bowskill

    IRN RPB01114

    • CF18 Significant Mgt (Insurance Underwriting) (17 Jul 2006 to 31 Oct 2007)
  • Robert Richard Grimes Esler

    IRN RRE01004

    • CF29 Significant management (1 Nov 2007 to 31 May 2009)
    • CF18 Significant Mgt (Insurance Underwriting) (3 Feb 2006 to 31 Oct 2007)
  • Romana Abdin

    IRN RXA01175

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (AR) (14 Jul 2015 to 1 Aug 2015)
    • Responsible for Insurance Mediation (1 Jul 2013 to 30 Sep 2018)
    • CF3 Chief Executive (1 Jul 2013 to 6 Mar 2016)
    • CF1 Director (AR) (8 May 2012 to 1 Aug 2015)
    • CF10 Compliance Oversight (1 Mar 2010 to 1 Sep 2010)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Russell Steven Piper

    IRN RSP00029

    • CF17 Significant Mgt (Other Business Operations) (19 Nov 2002 to 1 Nov 2004)
  • Sally Clarke

    IRN SXC33026

    • [PRA CF] Significant risk taker or Material risk taker (12 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Material risk taker (12 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (12 Dec 2019 to 31 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CWU (no longer appointed)

    FRN 401794 · Appointed 10 Jun 2005 · Until 27 Oct 2010

  • PCS (no longer appointed)

    FRN 433929 · Appointed 10 Jun 2005 · Until 19 Feb 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.