Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shane James Rae

    IRN SXR00555

    • [FCA CF] Significant management (11 Jul 2022 to 28 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Jul 2022 to 28 Feb 2023)
  • Sneh Khemka

    IRN SXK00182

    • CF1 Director (AR) (25 Apr 2022 to 10 Feb 2023)
    • SMF1 Chief Executive (28 Apr 2021 to 10 Feb 2023)
    • SMF7 Group Entity Senior Manager (28 Apr 2021 to 10 Feb 2023)
  • Sonia Wolsey-Cooper

    IRN SMW01131

    • CF1 Director (AR) (19 Jan 2016 to 2 Feb 2021)
  • Stephen John Gates

    IRN SJG01230

    • CF1 Director (AR) (1 Aug 2015 to 1 Feb 2017)
  • Stewart Batchelor

    IRN SEB01108

    • [FCA CF] Material risk taker (since 12 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2019)
  • Suzanne Pool

    IRN SXP01747

    • CF29 Significant management (12 Dec 2008 to 31 May 2009)
  • Tasha Gladman

    IRN TXG33029

    • [FCA CF] Material risk taker (16 Jan 2020 to 26 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2020 to 26 Mar 2020)
  • Terry Hardy

    IRN TXH01191

    • CF2 Non Executive Director (26 Jun 2002 to 12 Jun 2012)
  • Thomas Lee Perkins

    IRN TLP01027

    • SMF4 Chief Risk (since 1 Jul 2024)
    • SMF16 Compliance Oversight (since 1 Jul 2024)
    • Responsible for Insurance Distribution (1 Jul 2024 to 20 Aug 2024)
  • Timothy Gough

    IRN TXG00257

    • SMF24 Chief Operations (since 23 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.