Date authorised
1 April 2013
Companies House
03904070
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34 Kerry Avenue
    Purfleet
    Essex
    RM15 4YE
    UNITED KINGDOM
    Phone
    +441708632000
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Colosso

    IRN AXC01715

    • SMF9 Chair of the Governing Body (since 4 Apr 2022)
  • Alexandra Jane Coleman

    IRN AJC01525

    • SMF3 Executive Director (since 27 Sep 2024)
  • Andrew James Baxter

    IRN AXB04592

    • [FCA CF] Significant management (14 Apr 2025 to 30 Nov 2025)
  • Barry Deevey

    IRN BXD00086

    • [FCA CF] Significant management (17 May 2022 to 22 Nov 2024)
  • Brendan James McManus

    IRN BJM01139

    • SMF3 Executive Director (22 Dec 2021 to 7 Mar 2022)
  • Carl Lloyd McMillan

    IRN CXM00295

    • [FCA CF] Significant management (17 May 2022 to 22 Nov 2024)
  • Carlo Marelli

    IRN CDM01086

    • SMF3 Executive Director (since 30 Sep 2024)
  • Catherine Maria Donoghue

    IRN CXD00638

    • [FCA CF] Significant management (14 Apr 2025 to 30 Nov 2025)
  • Claire Elaine Wood

    IRN CEW01056

    • CF28 Systems and controls (1 Nov 2007 to 1 Oct 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Darren Raymond Leader

    IRN DRL01064

    • SMF3 Executive Director (9 Dec 2019 to 17 May 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 May 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.