Date authorised
1 April 2013
Companies House
03904070
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    34 Kerry Avenue
    Purfleet
    Essex
    RM15 4YE
    UNITED KINGDOM
    Phone
    +441708632000
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Clayton

    IRN DXC01676

    • CF28 Systems and controls (1 Nov 2007 to 1 Oct 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • David James Winkett

    IRN DJW01169

    • SMF3 Executive Director (9 Jan 2023 to 8 May 2024)
  • Elisa Marie Griffin

    IRN EMG01034

    • [FCA CF] Significant management (17 May 2022 to 21 Apr 2023)
  • Fiona Andrews

    IRN FXA24008

    • SMF3 Executive Director (12 Apr 2022 to 31 Dec 2022)
  • Gavin Matthew Perkins

    IRN GXP00369

    • SMF3 Executive Director (27 Sep 2024 to 11 Feb 2026)
  • Ian Maurice Haldenby

    IRN IXH00067

    • [FCA CF] Significant management (17 May 2022 to 7 Sep 2024)
  • James Richard Reeve

    IRN JXR00927

    • [FCA CF] Significant management (14 Apr 2025 to 30 Nov 2025)
  • Jason Joel Ozin

    IRN JXO00079

    • [FCA CF] Significant management (17 May 2022 to 22 Nov 2024)
  • Jason Markham

    IRN JXM02514

    • SMF3 Executive Director (9 Dec 2019 to 17 May 2022)
    • CF1 Director (1 Jul 2017 to 8 Dec 2019)
  • Jean-Paul d’Offay de Rieux

    IRN JXD00772

    • [FCA CF] Significant management (6 Jul 2023 to 22 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.