Date authorised
1 April 2013
Companies House
OC325502
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Coveham House
    Downside Bridge Road
    Cobham
    Surrey
    KT11 3EP
    UNITED KINGDOM
    Phone
    +4402073314320
  • Complaints Contact

    Coveham House
    Downside Bridge Road
    Cobham
    Surrey
    KT11 3EP
    UNITED KINGDOM
    Phone
    +441932918383

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nathalie Vaughan-Smith

    IRN NXV01139

    • CF4 Partner (1 Aug 2014 to 18 Nov 2019)
  • Richard John Drover

    IRN RJD01079

    • CF28 Systems and controls (9 May 2016 to 7 Feb 2019)
    • CF4 Partner (9 May 2016 to 7 Feb 2019)
    • CF10 Compliance Oversight (9 May 2016 to 7 Feb 2019)
    • CF11 Money Laundering Reporting (9 May 2016 to 7 Feb 2019)
  • Sally-Jane Miller

    IRN SXM04146

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
    • CF4 Partner (4 May 2017 to 18 Nov 2019)
  • Simon Lloyd James Morgan

    IRN SLM01040

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Feb 2024)
    • SMF27 Partner (9 Dec 2019 to 15 Feb 2024)
    • CF4 Partner (4 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (4 Mar 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.