Date authorised
1 April 2013
Companies House
OC327904
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 Albemarle Street
    4th Floor
    London
    W1S 4HP
    UNITED KINGDOM
    Phone
    +442037714910
  • Complaints Contact

    200 Park Avenue, 14th Floor
    New York
    10166
    UNITED STATES OF AMERICA
    Phone
    +16464391585

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Frederick Hilton

    IRN JFH01085

    • CF30 Customer (2 May 2016 to 3 Jul 2018)
  • Jocelyn Hope Spencer

    IRN JHS01148

    • SMF16 Compliance Oversight (5 Jun 2021 to 17 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2022)
    • CF11 Money Laundering Reporting (23 Feb 2018 to 8 Dec 2019)
  • Joshua Posner

    IRN JXP00782

    • SMF27 Partner (since 27 Mar 2023)
  • Jun Isoda

    IRN JXI01234

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Nov 2017 to 8 Dec 2019)
  • Marcelo Alan Phillips

    IRN MXP00375

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2022)
    • SMF16 Compliance Oversight (since 3 Aug 2022)
    • SMF27 Partner (since 5 Jun 2021)
  • Matthew Steven Brewer

    IRN MXB00691

    • SMF27 Partner (10 Nov 2021 to 19 Aug 2022)
  • Michael Ruggeri

    IRN MXR02636

    • CF4 Partner (2 Jun 2016 to 31 May 2017)
  • Remy Robert Kawkabani

    IRN RXK01084

    • CF30 Customer (12 Dec 2014 to 30 Jun 2017)
    • CF4 Partner (12 Dec 2014 to 30 Jun 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Mr William Tice (no longer appointed)

    FRN 598709 · Appointed 4 Apr 2013 · Until 23 May 2014 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.