Siguler Guff UK LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
17 Albemarle Street4th FloorLondonW1S 4HPUNITED KINGDOM- Phone
- +442037714910
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Complaints Contact
200 Park Avenue, 14th FloorNew York10166UNITED STATES OF AMERICA- Phone
- +16464391585
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Frederick Hilton
IRN JFH01085
- CF30 Customer (2 May 2016 to 3 Jul 2018)
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Jocelyn Hope Spencer
IRN JHS01148
- SMF16 Compliance Oversight (5 Jun 2021 to 17 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2022)
- CF11 Money Laundering Reporting (23 Feb 2018 to 8 Dec 2019)
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Joshua Posner
IRN JXP00782
- SMF27 Partner (since 27 Mar 2023)
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Jun Isoda
IRN JXI01234
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (16 Nov 2017 to 8 Dec 2019)
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Marcelo Alan Phillips
IRN MXP00375
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2022)
- SMF16 Compliance Oversight (since 3 Aug 2022)
- SMF27 Partner (since 5 Jun 2021)
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Matthew Steven Brewer
IRN MXB00691
- SMF27 Partner (10 Nov 2021 to 19 Aug 2022)
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Michael Ruggeri
IRN MXR02636
- CF4 Partner (2 Jun 2016 to 31 May 2017)
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Remy Robert Kawkabani
IRN RXK01084
- CF30 Customer (12 Dec 2014 to 30 Jun 2017)
- CF4 Partner (12 Dec 2014 to 30 Jun 2017)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mr William Tice (no longer appointed)
FRN 598709 · Appointed 4 Apr 2013 · Until 23 May 2014 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.