Shore Financial Services Ltd

• Principal Place of Business

  30 Barnham Road

  Barnham

  Bognor Regis

  West Sussex

  PO22 0ES

  UNITED KINGDOM

  Phone

  +4401243558888

  Web

  https://www.shorefinancial.co.uk

• Complaints Contact

  30 Barnham Road

  Barnham

  Bognor Regis

  West Sussex

  PO22 0ES

  UNITED KINGDOM

  Phone

  +4401243558888

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andy John Paul Hirst

  IRN AJH01535

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Anthony Ronald Packham

  IRN ARP00007

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
  • CF1 Director (AR) (20 Jun 2011 to 8 Oct 2013)
  • CF28 Systems and controls (29 Dec 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (22 Oct 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (22 Oct 2004 to 31 Mar 2009)
  • CF1 Director (22 Oct 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Oct 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
• Caroline Hickman

  IRN CXH00896

  • [FCA CF] Client dealing (1 Apr 2025 to 19 May 2025)
  • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 19 May 2025)
• Christopher John Coxill

  IRN CJC01202

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2026)
• Claire Ruth Risby

  IRN CXR01302

  • CF30 Customer (1 Oct 2008 to 18 Sep 2009)
• Daniel James Boyall

  IRN DJB01383

  • CF30 Customer (23 Jan 2012 to 10 Mar 2014)
  • CF28 Systems and controls (1 Nov 2007 to 22 Dec 2008)
  • CF1 Director (22 Oct 2004 to 22 Dec 2008)
  • CF13 Finance (22 Oct 2004 to 31 Oct 2007)
• Danny Junior Keet

  IRN DJK01127

  • CF1 Director (AR) (30 Jan 2012 to 8 Oct 2013)
• Ernesto Enrique Andrade-Paris

  IRN EEA01010

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2026)
• Graham Christopher Cheesman

  IRN GCC01043

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 18 Jun 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
• Neil Fox

  IRN NXF00030

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
  • CF30 Customer (28 Apr 2010 to 7 Dec 2010)

• Shore Brokers Limited (no longer appointed)

  FRN 542115 · Appointed 24 Feb 2011 · Until 22 Nov 2013

No changes recorded yet.