Shore Financial Services Ltd

• Principal Place of Business

  30 Barnham Road

  Barnham

  Bognor Regis

  West Sussex

  PO22 0ES

  UNITED KINGDOM

  Phone

  +4401243558888

  Web

  https://www.shorefinancial.co.uk

• Complaints Contact

  30 Barnham Road

  Barnham

  Bognor Regis

  West Sussex

  PO22 0ES

  UNITED KINGDOM

  Phone

  +4401243558888

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Oliver Belton

  IRN NOB00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
  • CF30 Customer (4 Feb 2013 to 8 Dec 2019)
  • CF1 Director (4 May 2010 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Oct 2005 to 31 Oct 2007)
• Phillip Edward Skates

  IRN PXS00690

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 31 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2023)
• Samantha Josephine Fox

  IRN SXG00375

  • [FCA CF] Client dealing (16 Aug 2021 to 12 Dec 2022)
  • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 12 Dec 2022)
• Stephen Graham Tull

  IRN SGT00002

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2022)
  • CF30 Customer (21 Mar 2012 to 8 Dec 2019)
• Toni Charles Rauch

  IRN TCR00001

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2021)
• Trevor Ronald Jones

  IRN TRJ00003

  • CF30 Customer (17 May 2010 to 8 Dec 2019)

• Shore Brokers Limited (no longer appointed)

  FRN 542115 · Appointed 24 Feb 2011 · Until 22 Nov 2013

No changes recorded yet.