Shogun Finance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Paul Brotherton
IRN PXB00209
- [FCA CF] Significant management (5 Dec 2020 to 30 Sep 2021)
Richard Andrew Jones
IRN RAJ01107
- SMF1 Chief Executive (9 Feb 2022 to 28 Oct 2022)
- SMF3 Executive Director (9 Dec 2019 to 28 Oct 2022)
- CF1 Director (1 Apr 2016 to 8 Dec 2019)
Stephen Robert Shelley
IRN SRS01112
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2023 to 28 Nov 2023)
- CF28 Systems and controls (9 Aug 2019 to 8 Dec 2019)
Trevor David Morpeth
IRN TDM01072
- CF1 Director (1 Apr 2016 to 24 Jun 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.