Shepherd Compello Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Lee Howell
IRN LXH01656
- CF1 Director (AR) (since 24 Jan 2025)
Lloyd O'Connor
IRN LXO01147
- CF1 Director (AR) (24 Mar 2015 to 3 Jul 2015)
Louis Gregg III Morgan
IRN LGM01030
- CF2 Non Executive Director (1 Jun 2017 to 6 Dec 2018)
Mark Gibson
IRN MXG91030
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Jun 2021 to 25 Feb 2022)
Melanie May Yvonne Alexander
IRN MMA01065
- CF1 Director (23 Apr 2015 to 31 Mar 2016)
Nicholas John Dowell
IRN NJD01146
- CF1 Director (AR) (since 9 Nov 2019)
Paul Howell
IRN PXH00758
- CF1 Director (AR) (since 24 Jan 2025)
Paul Michael Collins
IRN PMC01172
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Nov 2021)
- CF10 Compliance Oversight (5 May 2017 to 8 Dec 2019)
Raj Gopal Rupal
IRN RGR01029
- CF1 Director (20 Jun 2006 to 30 Jun 2009)
Richie Pindor
IRN RXP00754
- CF1 Director (AR) (since 3 Dec 2025)

Smaller firms operating under this firm's FCA authorisation.

Keith Pipe (no longer appointed)
FRN 448303 · Appointed 17 Feb 2006 · Until 1 Nov 2009
BBRA (no longer appointed)
FRN 433930 · Appointed 10 Jun 2005 · Until 17 Aug 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.