Shell International Trading and Shipping Company Limited

• Principal Place of Business

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +4402075465000

• Complaints Contact

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +442075465000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Limited to providing portfolio management services to group companies.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Simon Peter Griffiths

  IRN SPG01097

  • CF26 Customer Trading (9 May 2005 to 28 Sep 2007)
• Simon Richard Harvey

  IRN SRH01078

  • CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2004)
• Simon Thomas Smith

  IRN STS01024

  • CF11 Money Laundering Reporting (28 Feb 2005 to 2 Jan 2018)
• Simone Louise Farley

  IRN SXF79909

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2021)
• Sinead Obeng

  IRN SXO00301

  • [FCA CF] Client dealing (since 18 Dec 2025)
• Slavko Preocanin

  IRN SXP01674

  • CF1 Director (31 Aug 2011 to 24 Jul 2017)
  • CF29 Significant management (1 Nov 2007 to 13 Dec 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (14 Sep 2007 to 31 Oct 2007)
• Soma Ghosh

  IRN SXG01375

  • CF30 Customer (1 Nov 2007 to 25 Mar 2009)
  • CF21 Investment Adviser (20 Mar 2003 to 31 Oct 2007)
• Sonia Battikh

  IRN SXB01791

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2021)
  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Stacie Pitts

  IRN SXP01650

  • SMF3 Executive Director (since 20 Aug 2021)
  • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
  • CF26 Customer Trading (2 Mar 2007 to 31 Oct 2007)
• Stacie Pitts

  IRN SXP00454

  • [FCA CF] Manager of certification employee (1 Aug 2021 to 20 Sep 2021)
  • [FCA CF] Significant management (1 Aug 2021 to 20 Sep 2021)

No changes recorded yet.