Shell International Trading and Shipping Company Limited

• Principal Place of Business

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +4402075465000

• Complaints Contact

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +442075465000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Limited to providing portfolio management services to group companies.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stanislas Marie Simon Augustin Guy Schrans

  IRN SMS01203

  • CF30 Customer (22 Apr 2008 to 28 Sep 2012)
• Stanley John Kirby

  IRN SJK01055

  • CF28 Systems and controls (1 Nov 2007 to 13 Dec 2011)
  • CF15 Internal Audit (17 Sep 2002 to 31 Oct 2007)
  • CF10 Compliance Oversight (17 Sep 2002 to 4 Jan 2016)
  • CF11 Money Laundering Reporting (17 Sep 2002 to 17 Mar 2005)
• Stanley Richard Jackson

  IRN SRJ01051

  • CF30 Customer (19 Aug 2010 to 6 Sep 2012)
• Stavros Kokkinis

  IRN SXK79910

  • [FCA CF] Significant management (9 Dec 2019 to 1 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Aug 2021)
• Stefan Darbari

  IRN SXD00779

  • [FCA CF] Client dealing (7 Mar 2024 to 27 Feb 2026)
• Stefan Kupelian

  IRN SXK01497

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (30 Jun 2006 to 31 Oct 2007)
• Steffen Hippler

  IRN SXH32760

  • [FCA CF] Client dealing (20 Jan 2022 to 27 Nov 2023)
  • [FCA CF] Algorithmic trading (20 Jan 2022 to 27 Nov 2023)
• Stephen Dale Friedman

  IRN SDF01037

  • CF30 Customer (1 Nov 2007 to 14 Jun 2008)
  • CF26 Customer Trading (11 Jul 2005 to 31 Oct 2007)
• Stephen David Evans

  IRN SDE01035

  • CF28 Systems and controls (2 Sep 2014 to 8 Dec 2019)
• Stephen Forsyth

  IRN SXF79911

  • [FCA CF] Client dealing (since 14 Dec 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (15 Nov 2021 to 5 Jul 2022)

No changes recorded yet.