Shell International Trading and Shipping Company Limited

• Principal Place of Business

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +4402075465000

• Complaints Contact

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +442075465000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Limited to providing portfolio management services to group companies.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Harry Alexander Tennant Birks

  IRN HXB00057

  • [FCA CF] Client dealing (16 Dec 2020 to 24 Jun 2024)
• He Zhu

  IRN HXZ00020

  • [FCA CF] Client dealing (8 Feb 2022 to 15 Sep 2023)
• Helen Claire Williams

  IRN HCW01007

  • CF26 Customer Trading (1 Dec 2001 to 28 Apr 2003)
• Hilary Catherine Ruth Struthers

  IRN HCS01025

  • CF26 Customer Trading (1 Dec 2001 to 31 Dec 2003)
• Holm Altermann

  IRN HXA01619

  • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
• Howell Henry Harris

  IRN HHH01010

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF26 Customer Trading (18 Apr 2006 to 31 Oct 2007)
• Hugh Lane-Spollen

  IRN HXL01077

  • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
  • CF26 Customer Trading (9 Jun 2003 to 31 Oct 2007)
• Hui Ha Yap

  IRN HXY00018

  • [FCA CF] Significant management (since 1 Aug 2021)
  • [FCA CF] Manager of certification employee (since 1 Aug 2021)
• Ian Hopkins

  IRN IXH01097

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2021)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 7 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (17 Oct 2007 to 31 Oct 2007)
• Ian Stewart Charman

  IRN ISC01025

  • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2005)

No changes recorded yet.