Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (9 Dec 2019 to 7 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (17 Oct 2007 to 31 Oct 2007)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF26 Customer Trading (28 Feb 2007 to 28 Sep 2007)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF26 Customer Trading (28 Feb 2007 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.