Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chris Padginton

  IRN CXP00424

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 18 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Feb 2022)
• Chris Pegler

  IRN CXP01450

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 17 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • [FCA CF] Material risk taker (since 16 Jul 2024)
  • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • CF30 Customer (since 26 Nov 2023)
  • CF1 Director (AR) (26 Nov 2023 to 30 Apr 2024)
• Christopher Andrew Mark Cowell

  IRN CAC01240

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
  • CF30 Customer (10 Nov 2015 to 8 Dec 2019)
• Christopher Birch

  IRN CDB01078

  • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
• Christopher Darbyshire

  IRN CWD01026

  • CF4 Partner (16 Apr 2014 to 5 Dec 2017)
  • CF30 Customer (1 Mar 2013 to 5 Dec 2017)
• Christopher James Hardie

  IRN CXH11010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2022)
  • CF30 Customer (11 Jul 2019 to 8 Dec 2019)
• Christopher James Justham

  IRN CJJ01062

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Significant management (since 10 Jan 2024)
  • [FCA CF] Material risk taker (since 10 Jan 2024)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (23 Jan 2014 to 8 Dec 2019)
• Christopher John Holdoway

  IRN CJH01375

  • CF30 Customer (18 Apr 2016 to 10 Sep 2019)
• Christopher Mark Dobinson

  IRN CMD01121

  • [FCA CF] Manager of certification employee (29 Jun 2020 to 7 Feb 2024)
• Christopher Slater David James

  IRN CSJ01029

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 17 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • [FCA CF] Material risk taker (since 8 Jul 2024)
  • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • CF30 Customer (since 24 Nov 2023)
  • CF1 Director (AR) (24 Nov 2023 to 30 Apr 2024)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

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