Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Glen James Tucker

  IRN GJT01027

  • CF30 Customer (1 Mar 2013 to 18 Dec 2015)
• Graham Andrew Stott

  IRN GAS01105

  • CF4 Partner (1 Mar 2013 to 23 Sep 2013)
• Gregory Neil Young

  IRN GNY00002

  • [FCA CF] Material risk taker (since 22 Jul 2024)
• Guy Blair Tulloch

  IRN GBT01008

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Dec 2020)
  • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
• Guy Charles Christie

  IRN GCC01024

  • CF30 Customer (27 Jan 2016 to 12 Apr 2017)
• Guy Rory Charles Hunter

  IRN GXH00243

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
  • [FCA CF] Client dealing (since 1 Mar 2024)
  • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2024)
  • CF30 Customer (since 9 Nov 2023)
• Haig Robbie Bathgate

  IRN HRB01012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Mar 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF30 Customer (21 Aug 2018 to 8 Dec 2019)
  • CF4 Partner (21 Aug 2018 to 8 Dec 2019)
• Hajad Barre

  IRN HXB00365

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
• Hamish William Dudgeon

  IRN HXD00029

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Feb 2025)
• Harriet Massie

  IRN HXM00417

  • [FCA CF] Significant management (since 1 Jun 2025)
  • [FCA CF] Material risk taker (since 14 May 2023)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

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