Seven Investment Management LLP

• Principal Place of Business

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

  Web

  https://www.7im.co.uk

• Complaints Contact

  Seven Investment Management

  1 Angel Court

  London

  City Of London

  EC2R 7HJ

  UNITED KINGDOM

  Phone

  +4402077608777

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Limited to Investment Companies with Variable Capital box management activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan Robert Blyth

  IRN DRB01077

  • 14. Managing investments
  • [FCA CF] Client dealing (since 24 Jul 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jul 2024)
  • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
• Edward Geoffrey Annesley Tory

  IRN EGT01018

  • CF30 Customer (24 Nov 2023 to 24 Jun 2024)
• Edward James Whitehouse

  IRN EXW00332

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 10 Sep 2025)
  • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2025)
• Edward Stern

  IRN EXS01735

  • [FCA CF] Material risk taker (since 8 Jul 2024)
• Elaine McLachlan

  IRN EMM01023

  • [FCA CF] Client dealing (8 Nov 2024 to 2 Jul 2025)
  • [FCA CF] Functions requiring qualifications (10 Sep 2022 to 2 Jul 2025)
• Elizabeth Claire Paradine

  IRN ECP01019

  • [FCA CF] Material risk taker (since 11 Jul 2024)
  • SMF27 Partner (since 28 Jan 2020)
  • CF28 Systems and controls (12 Sep 2014 to 8 Dec 2019)
• Fiametta Valentini

  IRN FXV00051

  • [FCA CF] Functions requiring qualifications (14 Feb 2024 to 31 Jul 2024)
• Fiona Oliver

  IRN FAO01003

  • [FCA CF] Material risk taker (since 9 Jul 2024)
• Fraser Craig

  IRN FXC00092

  • [FCA CF] Functions requiring qualifications (19 Dec 2020 to 21 Sep 2022)
• Fraser Lawrence Harker

  IRN FXH00028

  • [FCA CF] Material risk taker (29 Jun 2020 to 22 Nov 2021)

• Amicus Wealth Ltd

  FRN 613676 · Appointed 27 Oct 2023

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