Date authorised
19 August 2013
Companies House
07727494
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dukes House
    32-38 Dukes Place
    5th Floor
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +4402072250000
  • Complaints Contact

    Dukes House
    32-38 Dukes Place
    5th Floor
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +4402072250000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Lewis

    IRN JXL02201

    • CF1 Director (AR) (11 Aug 2016 to 19 May 2017)
  • Keith Phillip Gannon

    IRN KXG00212

    • CF1 Director (AR) (3 Nov 2025 to 3 Feb 2026)
  • Kirtirajsinh Jadeja

    IRN KXJ00196

    • CF1 Director (AR) (since 3 Jan 2025)
  • Laura Ann Spence

    IRN LXS00735

    • CF1 Director (AR) (13 May 2025 to 12 Mar 2026)
  • Luke John Measom

    IRN LXM00604

    • CF1 Director (AR) (since 15 Jan 2026)
  • Macauley Geddes

    IRN MXG02632

    • SMF3 Executive Director (since 1 Aug 2024)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
  • Noah Jamal

    IRN NXJ01181

    • CF2 Non Executive Director (AR) (since 3 Jan 2025)
    • SMF3 Executive Director (since 22 Jul 2021)
    • CF1 Director (AR) (19 Dec 2024 to 1 Feb 2026)
    • CF2 Non Executive Director (23 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (7 Oct 2016 to 15 May 2018)
    • CF1 Director (27 Feb 2014 to 23 Jul 2018)
    • CF8 Apportionment and Oversight (19 Aug 2013 to 12 Feb 2014)
    • Responsible for Insurance Mediation (19 Aug 2013 to 9 Aug 2017)
  • Qasim Akbar

    IRN QXA00007

    • CF1 Director (AR) (12 May 2021 to 2 Feb 2023)
  • Shovon Shaun Bagchi

    IRN SXB13242

    • CF1 Director (AR) (30 Mar 2019 to 1 Aug 2022)
  • Venkatachalam Srinivasan

    IRN VXS00278

    • CF1 Director (AR) (since 12 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.