Seneca Partners Limited

Date authorised
1 April 2013
Companies House
07196273
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 The Parks
    Newton-le-Willows
    Merseyside
    WA12 0JQ
    UNITED KINGDOM
    Phone
    +441942271746
    Web
    https://www.senecapartners.co.uk

  • Complaints Contact

    9 The Parks
    Newton-le-Willows
    Merseyside
    WA12 0JQ
    UNITED KINGDOM
    Phone
    +441942271746

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other than (or except) corporate finance business
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Norman Molyneux

    IRN NXM01204

    • CF2 Non Executive Director (AR) (3 Mar 2016 to 12 Oct 2017)
    • CF30 Customer (9 May 2014 to 3 Apr 2019)
    • CF3 Chief Executive (AR) (9 May 2014 to 4 Apr 2018)
    • CF1 Director (AR) (9 May 2014 to 4 Apr 2018)
  • Patrick Bywater

    IRN PXB02136

    • CF1 Director (AR) (29 Apr 2013 to 16 Mar 2017)
    • CF30 Customer (29 Apr 2013 to 16 Mar 2017)
  • Patrick John Molyneux

    IRN PJM01541

    • CF30 Customer (19 Oct 2016 to 3 Apr 2019)
  • Paul Leyland

    IRN PXL01591

    • CF30 Customer (27 Jun 2014 to 26 Aug 2017)
  • Richard Daniel Brockbank

    IRN RDB01119

    • CF2 Non Executive Director (AR) (29 Feb 2016 to 17 Oct 2016)
  • Richard Leslie Matthewman

    IRN RLM01075

    • CF2 Non Executive Director (28 Mar 2014 to 10 Jun 2019)
  • Richard Manley

    IRN RXM02215

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (28 Dec 2017 to 8 Dec 2019)
    • CF1 Director (AR) (26 Apr 2013 to 12 Jan 2015)
    • CF1 Director (16 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (5 Feb 2013 to 8 Dec 2019)
  • Robert Holt

    IRN RXH01611

    • CF2 Non Executive Director (24 Apr 2013 to 10 Jun 2019)
  • Ronald Akers Armstrong

    IRN RAA01056

    • CF1 Director (AR) (3 Mar 2016 to 3 Aug 2018)
  • Simon William Thorn

    IRN SWT01034

    • CF2 Non Executive Director (AR) (3 Mar 2016 to 12 Oct 2017)
    • CF30 Customer (4 Apr 2014 to 3 Apr 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.