Date authorised
1 April 2013
Companies House
06848016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912
  • Complaints Contact

    Cubo Soho, Ilona Rose House
    Manette Street
    London
    W1D 4AL
    UNITED KINGDOM
    Phone
    +442039205912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carlos Miguel Cadeira da Silva

    IRN CMC01207

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2022)
    • CF2 Non Executive Director (25 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (18 Jun 2015 to 25 Apr 2017)
    • CF1 Director (18 May 2012 to 25 Apr 2017)
  • Charles George Terl James

    IRN CXJ00126

    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 May 2022)
  • Chloe Voratanouvong

    IRN CXV00117

    • [FCA CF] Client dealing (since 7 Mar 2025)
  • Clare Lucy Sharp

    IRN CLS01136

    • CF30 Customer (4 Mar 2016 to 31 Mar 2018)
  • Claudette Alfonso

    IRN CXA00119

    • [FCA CF] CASS oversight function (25 Mar 2021 to 30 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 May 2022)
  • Clement Bigot

    IRN CXB13275

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2024)
    • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
  • Darren Zerafa

    IRN DXZ00034

    • [FCA CF] CASS oversight function (11 Sep 2023 to 28 May 2025)
  • Debra Jayne Louise Burns

    IRN DJB01684

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jun 2022)
    • CF10 Compliance Oversight (9 May 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (9 May 2018 to 8 Dec 2019)
  • Duarte Serrano Gonçalves Henriques

    IRN DSH01098

    • CF30 Customer (18 Jun 2015 to 16 Nov 2016)
    • CF28 Systems and controls (30 Sep 2013 to 16 Nov 2016)
  • Elizabeth Alexander

    IRN EXA00146

    • [FCA CF] Material risk taker (14 Sep 2022 to 28 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • The Law Society (no longer appointed)

    FRN 417501 · Appointed 8 Dec 2017 · Until 17 Oct 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.