Date authorised
17 November 2012
Companies House
OC312768
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12th Floor
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402078473700
  • Complaints Contact

    12th Floor
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402078473700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher David Spalton

    IRN CDS01095

    • [FCA CF] Client dealing (since 13 Mar 2025)
  • Debora Nadine D'Elia

    IRN DXD00497

    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Dinesh Pawar

    IRN DXP01467

    • [FCA CF] Client dealing (since 25 Feb 2025)
  • Dorota Holowiak

    IRN DXH02203

    • CF10 Compliance Oversight (15 Feb 2017 to 29 Mar 2018)
    • CF11 Money Laundering Reporting (15 Feb 2017 to 9 Feb 2018)
  • Eleanor Clark

    IRN EXC06424

    • CF30 Customer (21 Sep 2018 to 26 Sep 2019)
  • Erik Mattias Eng

    IRN EME01011

    • [FCA CF] Client dealing (1 Dec 2020 to 23 Jan 2023)
  • Espen Nordhus

    IRN EXN01013

    • SMF9 Chair of the Governing Body (31 Mar 2020 to 21 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 21 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (6 Oct 2005 to 8 Dec 2019)
    • CF27 Investment Management (6 Oct 2005 to 31 Oct 2007)
  • Etienne Louis Raymond Schwartz

    IRN EXS00437

    • [FCA CF] Material risk taker (since 15 May 2025)
    • [FCA CF] Manager of certification employee (since 15 May 2025)
  • Fergus James Macleod Reynolds

    IRN FJR01032

    • CF4 Partner (5 Apr 2017 to 14 Nov 2019)
    • CF30 Customer (6 Mar 2015 to 27 Sep 2019)
  • Filimon Gournaris

    IRN FXG01244

    • CF30 Customer (3 Dec 2013 to 14 Feb 2014)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.