Date authorised
17 November 2012
Companies House
OC312768
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12th Floor
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402078473700
  • Complaints Contact

    12th Floor
    110 Bishopsgate
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402078473700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Georgia Bolton

    IRN GXB00728

    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Guy Alexander Cullen

    IRN GAC01150

    • [FCA CF] Client dealing (25 Feb 2021 to 6 Feb 2024)
  • Hazel Mary McNeilage

    IRN HMM01097

    • CF30 Customer (13 Nov 2012 to 24 Oct 2013)
  • Helena Khizam

    IRN HXK01230

    • CF30 Customer (13 Jan 2015 to 13 Nov 2015)
  • Herbert Miles Lloyd

    IRN HML01051

    • SMF27 Partner (6 Mar 2025 to 31 Aug 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Aug 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Aug 2025)
    • CF30 Customer (11 Oct 2013 to 8 Dec 2019)
  • James William Thorndick Dawson

    IRN JWD01089

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Jan 2022)
    • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
  • Jedidiah Darby Scanlon

    IRN JXS04178

    • [FCA CF] Client dealing (since 3 Apr 2025)
  • Jenya Reinglass

    IRN JXR00323

    • [FCA CF] Client dealing (16 Mar 2021 to 12 May 2023)
  • Joanna Alison Scott

    IRN JAS01462

    • SMF16 Compliance Oversight (since 9 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Feb 2026)
  • Johannes Peters

    IRN JXP01585

    • [FCA CF] Client dealing (since 9 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.