Date authorised
1 April 2013
Companies House
05038294
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 8
    The Quadrant, 60 Marlborough Road
    Lancing Business Park
    Lancing
    West Sussex
    BN15 8UW
    UNITED KINGDOM
    Phone
    +443450407702
  • Complaints Contact

    Unit 8
    The Quadrant, 60 Marlborough Road
    Lancing Business Park
    Lancing
    West Sussex
    BN15 8UW
    UNITED KINGDOM
    Phone
    +443450407713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John James Asplin

    IRN JJA01026

    • CF2 Non Executive Director (20 Jan 2005 to 23 Sep 2005)
  • John William Villiers Grantham

    IRN JWG01081

    • CF29 Significant management (1 Nov 2007 to 8 Aug 2008)
    • CF28 Systems and controls (1 Nov 2007 to 8 Aug 2008)
    • CF1 Director (14 Jan 2005 to 8 Aug 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 8 Aug 2008)
    • CF3 Chief Executive (14 Jan 2005 to 8 Aug 2008)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 8 Aug 2008)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Krishant Uka

    IRN KXU00029

    • Director of firm who is not a certification employee or a SMF manager (since 28 Jun 2023)
  • Lindsay Marguerite Ann Sartori

    IRN LMS01115

    • CF1 Director (28 Nov 2013 to 23 Sep 2016)
    • CF2 Non Executive Director (4 May 2012 to 28 Nov 2013)
  • Mahbuba Inns

    IRN HMC01050

    • Responsible for Insurance Mediation (20 Oct 2008 to 31 May 2017)
    • CF1 Director (20 Oct 2008 to 31 May 2017)
  • Mark Edward John Hislop

    IRN MEH01164

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (21 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Mar 2017 to 30 Sep 2018)
    • CF2 Non Executive Director (10 Mar 2016 to 21 Mar 2017)
  • Mary Thornton

    IRN MXT02357

    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2022)
    • Responsible for Insurance Mediation (19 Dec 2017 to 30 Sep 2018)
    • CF1 Director (19 Dec 2017 to 8 Dec 2019)
  • Matthew Thomas Hyde

    IRN MTH01069

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Sep 2024)
    • CF2 Non Executive Director (26 Sep 2013 to 8 Dec 2019)
  • Michael Howard Tripp

    IRN MHT01032

    • CF2 Non Executive Director (27 Jun 2014 to 21 Nov 2019)
  • Michael Jonathan Green

    IRN MJG01135

    • CF2 Non Executive Director (30 Jun 2005 to 30 Nov 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.