Date authorised
1 April 2013
Companies House
05038294
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 8
    The Quadrant, 60 Marlborough Road
    Lancing Business Park
    Lancing
    West Sussex
    BN15 8UW
    UNITED KINGDOM
    Phone
    +443450407702
  • Complaints Contact

    Unit 8
    The Quadrant, 60 Marlborough Road
    Lancing Business Park
    Lancing
    West Sussex
    BN15 8UW
    UNITED KINGDOM
    Phone
    +443450407713

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Martin Steel

    IRN MMS01029

    • SMF9 Chair of the Governing Body (since 8 Apr 2020)
  • Peter David Webster

    IRN PDW01078

    • CF2 Non Executive Director (20 Nov 2012 to 19 May 2017)
  • Peter Richard Henry Friend

    IRN PRF01049

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 Jun 2022)
    • CF2 Non Executive Director (13 May 2014 to 8 Dec 2019)
  • Philip Johnson

    IRN PXJ00128

    • SMF3 Executive Director (since 17 Nov 2023)
    • Responsible for Insurance Distribution (since 26 Apr 2022)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Philip Neal Harnby

    IRN PNH01025

    • CF2 Non Executive Director (10 Jun 2005 to 12 Sep 2009)
  • Philip Stewart Etchells

    IRN PSE01021

    • CF2 Non Executive Director (10 Oct 2005 to 30 Nov 2009)
  • Richard Glenn Hames

    IRN RGH01107

    • CF2 Non Executive Director (23 Feb 2010 to 25 Feb 2016)
  • SHARON PHILLIPS

    IRN SXP02878

    • Director of firm who is not a certification employee or a SMF manager (27 Mar 2020 to 12 Feb 2026)
  • Timothy Andrew Ablett

    IRN TAA01010

    • CF2 Non Executive Director (30 May 2012 to 6 Jun 2013)
  • Wayne Bulpitt

    IRN WXB01168

    • CF2 Non Executive Director (20 Jan 2005 to 23 Sep 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.