Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas Denis Job
IRN NDJ00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2002)
Nicholas James Press
IRN NJP00026
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (13 May 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2004)
Nicholas John Hope
IRN NJH00028
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Nicholas John Smith
IRN NJS00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Nicholas Lowy
IRN NXL00007
- CF21 Investment Adviser (1 Jan 2006 to 23 Jun 2007)
- CF22 Investment Adviser (Trainee) (14 Feb 2002 to 5 Jun 2003)
Nicholas Mark Smith
IRN NMS00005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Nicholas Peter Sunman
IRN NPS00020
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
Nicholas Philip Fitzgerald
IRN NPF00008
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Nicholas Robert Groves
IRN NRG00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Nicholas Roger Kay
IRN NRK00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.