Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Neil Graham Rees
IRN NGR01007
- CF22 Investment Adviser (Trainee) (7 Mar 2007 to 30 Jun 2007)
Neil Lambert
IRN NXL00025
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Neil Lindsay Nicholson Machray
IRN NLM01023
- CF10a CASS Oversight function (13 Oct 2011 to 8 Apr 2013)
- CF29 Significant management (1 Nov 2007 to 22 Jun 2009)
- CF28 Systems and controls (1 Nov 2007 to 22 Jun 2009)
- CF20 Significant Mgt (Settlements) (28 Mar 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Mar 2006 to 31 Oct 2007)
- CF1 Director (13 Mar 2006 to 8 Apr 2013)
- CF13 Finance (13 Mar 2006 to 31 Oct 2007)
Neil Malcolm
IRN NXM00084
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Neil Michael Fox-Hammond
IRN NMP00009
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Neil Stuart Jarvis
IRN NSJ00008
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Newton Scott
IRN NXS01121
- CF1 Director (1 Dec 2001 to 3 May 2002)
- CF3 Chief Executive (1 Dec 2001 to 3 May 2002)
- CF8 Apportionment and Oversight (1 Dec 2001 to 3 May 2002)
Niamh Marie Whelan
IRN NXW44249
- [FCA CF] Manager of certification employee (24 Apr 2023 to 6 Aug 2023)
Nicholas David Discombe
IRN NDD00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Nicholas David Webb
IRN NDW00013
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.