Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Natalie-Anne Kershaw
IRN NAK00005
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Natasha Jane Bermingham
IRN NJB00087
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Nathan Trowbridge
IRN NXT00033
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Nathan Victor Moss
IRN NVM01005
- CF16 Significant Mgt (Desgntd Investment Business) (14 Oct 2005 to 19 Jan 2007)
- CF8 Apportionment and Oversight (9 Apr 2002 to 19 Jan 2007)
- CF3 Chief Executive (9 Apr 2002 to 19 Jan 2007)
- CF1 Director (9 Apr 2002 to 19 Jan 2007)
Neal Warren Hastings
IRN NWH01019
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Neil Alun Milward
IRN NAM00024
- CF21 Investment Adviser (27 Jun 2003 to 8 May 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Jun 2003)
Neil Anthony Haynes
IRN NAH00024
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Neil Barrie McKenzie
IRN NBN00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
Neil Burgess
IRN NXB00104
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Neil George Markham
IRN NGM00009
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.