Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Reid
IRN MRR01104
- CF30 Customer (26 May 2011 to 1 Jan 2013)
Mandy Grant
IRN MXG00142
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Manish Gulati
IRN MXG00162
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Manveen Kaur
IRN MXK01283
- CF11 Money Laundering Reporting (16 Nov 2005 to 31 Oct 2006)
- CF10 Compliance Oversight (1 Aug 2005 to 31 Oct 2006)
Marc Damian Elliott
IRN MDE00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)
Margaret Ann Malcolm
IRN MAM00038
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Margaret Elaine Henshaw
IRN MEH00032
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Sep 2002)
Margaret Patricia Robertson
IRN MPR00020
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
Maria Denise Smith
IRN MDS00038
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Maria Filippelli
IRN MXF01774
- CF28 Systems and controls (1 Sep 2014 to 22 Sep 2016)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.