Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Darren Peryn Parsons
IRN DPP00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jun 2002)
Darren Richard Bradley
IRN DRB00062
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Darren Robert Wootton
IRN DRW00050
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Darren Smith-Galer
IRN DXS00146
- CF21 Investment Adviser (4 Feb 2004 to 26 Mar 2004)
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 4 Feb 2004)
Darren Stuart Burnett
IRN DSB00044
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
David Alan Verey
IRN DAV00013
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
David Allan Finan
IRN DXF00040
- CF22 Investment Adviser (Trainee) (26 Jan 2007 to 9 May 2007)
David Anderson Bryson
IRN DAB00028
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
David Andrew Harvey
IRN DAH00052
- CF21 Investment Adviser (3 Nov 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2006 to 3 Nov 2006)
David Andrew Morgan
IRN DAM01206
- CF11 Money Laundering Reporting (14 May 2008 to 3 Jul 2008)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.