Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

William Hugh Dalzell
IRN WXD00019
- (309)CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- (311)CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)
- (310)CF22 Investment Adviser (Trainee) (4 Jun 2003 to 5 Apr 2004)
William James Gordon Smith
IRN WJS00013
- (223)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Apr 2002)
William Jonathan Fletcher-Neal
IRN WJF00016
- (296)CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
William Kenneth Churchill
IRN WKC00004
- (983)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
William Kirk Grills
IRN WKG00002
- (960)CF21 Investment Adviser (29 Mar 2004 to 3 Aug 2004)
- (959)CF22 Investment Adviser (Trainee) (14 Apr 2003 to 29 Mar 2004)
William McNish
IRN WXM00016
- (277)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2003)
William Nathan Cogley
IRN WNC00001
- (1568)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
William Patrick Leavy
IRN WPL00004
- (744)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
William Peter Todd
IRN WPT00005
- (45)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Apr 2002)
William Underwood
IRN WXU00002
- (1321)CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (11)SMF3 Executive Director
9 hours ago
controlled function added: (10)Director of firm who is not a certification employee or a SMF manager
9 hours ago
controlled function added: (9)SMF16 Compliance Oversight
9 hours ago
controlled function added: (8)[FCA CF] Significant management
9 hours ago
controlled function added: (7)[FCA CF] Material risk taker
9 hours ago
controlled function added: (6)[FCA CF] Client dealing
9 hours ago
controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker
9 hours ago
controlled function added: (4)[FCA CF] Material risk taker
9 hours ago
controlled function added: (3)[FCA CF] Client dealing
9 hours ago
controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.