Scottish Widows Unit Trust Managers Limited

Date authorised
1 April 2013
Companies House
01629925
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +443457166777
    Web
    https://www.scottishwidows.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +443457166777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Victoria Elizabeth Candy

    IRN VEC00006

    • (635)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • Victoria Lucie Parsons

    IRN VLG00002

    • (567)CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
  • Vijay Kumar Sharma

    IRN VKS00009

    • (47)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Mar 2002)
  • Vinay Kumar Jha

    IRN VXJ42366

    • (1115)[PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 1 Jan 2026)
    • (1116)[FCA CF] Material risk taker (14 Feb 2024 to 1 Jan 2026)
  • Vincent James McGhee

    IRN VJM00002

    • (820)CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • (822)CF21 Investment Adviser (29 Jan 2004 to 31 Oct 2007)
    • (821)CF22 Investment Adviser (Trainee) (19 Sep 2002 to 29 Jan 2004)
  • Vincent James Roach

    IRN VJR00004

    • (957)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Mar 2002)
  • Vincent Noel Thompson

    IRN VNT00001

    • (11)CF21 Investment Adviser (23 Jan 2003 to 9 Jan 2007)
    • (10)CF22 Investment Adviser (Trainee) (23 Apr 2002 to 27 Jan 2003)
  • Vivian Lloyd Davies

    IRN VLD00001

    • (351)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Vivien Zarucki

    IRN VXZ00001

    • (732)CF21 Investment Adviser (26 Jun 2003 to 30 Jul 2003)
    • (731)CF22 Investment Adviser (Trainee) (25 Oct 2002 to 26 Jun 2003)
  • Warren Harvey Green

    IRN WHG00002

    • (403)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (11)SMF3 Executive Director

  2. controlled function added: (10)Director of firm who is not a certification employee or a SMF manager

  3. controlled function added: (9)SMF16 Compliance Oversight

  4. controlled function added: (8)[FCA CF] Significant management

  5. controlled function added: (7)[FCA CF] Material risk taker

  6. controlled function added: (6)[FCA CF] Client dealing

  7. controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker

  8. controlled function added: (4)[FCA CF] Material risk taker

  9. controlled function added: (3)[FCA CF] Client dealing

  10. controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker

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