Scottish Widows Administration Services Limited

• Principal Place of Business

  New Uberior House

  11 Earl Grey Street

  Edinburgh

  Edinburgh, City Of

  EH3 9BN

  UNITED KINGDOM

  Phone

  +4403457166777

  Web

  https://www.scottishwidows.co.uk

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403457166777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Dominique Gabriella Sade

  IRN DXS01260

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
• Donald MacKechnie

  IRN DXM01896

  • [PRA CF] Managing a material risk taker (since 26 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 15 Mar 2023)
  • [FCA CF] Material risk taker (since 15 Mar 2023)
  • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 21 Apr 2020)
  • CF3 Chief Executive (5 Nov 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (18 May 2009 to 20 Aug 2010)
  • CF10 Compliance Oversight (18 May 2009 to 15 Jun 2012)
  • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2012)
  • CF14 Risk Assessment (5 Jan 2006 to 31 Oct 2007)
• Edwin Leslie Manders

  IRN ELM00004

  • CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2002)
• Elaine Frances Chapman

  IRN EXC54618

  • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 13 Jun 2020)
• Elaine Jacqueline Rossi

  IRN EJR00009

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
• Elizabeth Gallagher

  IRN EXG00051

  • CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
• Elizabeth Hart

  IRN EXH44164

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 17 Dec 2019)
• Ellie Christina McGee

  IRN EXM00205

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
• Emma Bird

  IRN EXB44250

  • [FCA CF] Functions requiring qualifications (7 Jan 2020 to 18 Apr 2024)
• Emma Jane Foreman

  IRN EJF00010

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Feb 2002)

• Scottish Widows Bank Plc (no longer appointed)

  FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001

• Cheltenham & Gloucester Plc (no longer appointed)

  FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001

No changes recorded yet.