Scottish Friendly Assurance Society Limited

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Galbraith House
    16 Blythswood Square
    Glasgow
    Lanarkshire
    G2 4HJ
    UNITED KINGDOM
    Phone
    +4401412755000
    Web
    https://www.scottishfriendly.co.uk

  • Complaints Contact

    Galbraith House
    16 Blythswood Square
    Glasgow
    Lanarkshire
    G2 4HJ
    UNITED KINGDOM
    Phone
    +4401412755000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Donald Alexander MacLeod

    IRN DAM01245

    • SIMF20 Chief Actuary Function (7 Mar 2016 to 16 Apr 2018)
    • CF12 Actuarial (31 Oct 2012 to 6 Mar 2016)
  • Fiona Catherine McBain

    IRN FCM00007

    • SIMF1 Chief Executive Function (7 Mar 2016 to 31 Dec 2016)
    • CF3 Chief Executive (1 Jan 2006 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Jan 2006 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Jan 2006 to 1 Jul 2011)
    • CF1 Director (11 May 2005 to 31 Dec 2016)
    • CF13 Finance (1 Dec 2001 to 30 Nov 2005)
  • Gary Haig Beamer

    IRN GHB01011

    • CF12A With-Profits Actuary (20 Apr 2007 to 19 Feb 2010)
  • Genevieve Maria Humphreys

    IRN GXH09425

    • SMF4 Chief Risk (since 1 Apr 2019)
    • SMF16 Compliance Oversight (21 Feb 2022 to 25 Nov 2024)
  • Geoffrey Edward Forshaw Johnston

    IRN GEJ01010

    • CF2 Non Executive Director (1 Dec 2001 to 28 Apr 2010)
  • Gillian McGregor Watson

    IRN GXM02104

    • SMF12 Chair of the Remuneration Committee (8 Jul 2022 to 24 Apr 2024)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 8 Jul 2022)
  • Graham Hodge Webster

    IRN GHW01018

    • CF2 Non Executive Director (1 Dec 2001 to 1 Jan 2009)
  • Ian Neilson

    IRN IXN09372

    • [PRA CF] Key function holder (1 Nov 2021 to 30 Sep 2022)
    • SMF24 Chief Operations (12 Mar 2019 to 30 Sep 2022)
  • James Galbraith

    IRN JXG01327

    • SMF3 Executive Director (10 Dec 2018 to 15 Apr 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 15 Apr 2021)
    • SIMF1 Chief Executive Function (1 Jan 2017 to 9 Dec 2018)
    • CF12 Actuarial (26 Aug 2011 to 31 Oct 2012)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (8 May 2006 to 9 Dec 2018)
    • CF12A With-Profits Actuary (31 Dec 2004 to 26 Apr 2006)
    • CF15 Internal Audit (30 Oct 2003 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • James White Jack

    IRN JWJ01007

    • CF2 Non Executive Director (3 Jul 2006 to 30 Apr 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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