Scott Financial Planning Limited

Companies House
07173687
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caddsdown Business Centre
    3 The Barns
    Farm Road
    Bideford
    Devon
    EX39 3BT
    UNITED KINGDOM
    Phone
    +441237870055
    Web
    https://www.scottfinancial.co.uk

  • Complaints Contact

    Caddsdown Business Centre
    3 The Barns
    Farm Road
    Bideford
    Devon
    EX39 3BT
    UNITED KINGDOM
    Phone
    +441237870055

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Marie Scott

    IRN CMS01179

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
    • CF1 Director (22 Feb 2016 to 8 Dec 2019)
  • Francis Gerard Scott

    IRN FGS00002

    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 28 Feb 2025)
    • [FCA CF] Client dealing (2 Dec 2020 to 28 Feb 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Oct 2024)
    • CF30 Customer (6 Aug 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Aug 2010 to 8 Dec 2019)
    • CF1 Director (6 Aug 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Aug 2010 to 30 Sep 2018)
  • Jonathan Huw Burden

    IRN JHB01127

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (29 Oct 2024 to 22 Apr 2026)
    • [FCA CF] Client dealing (29 Oct 2024 to 22 Apr 2026)
  • Michael David Harms

    IRN MDH01137

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (29 Oct 2024 to 22 Apr 2026)
    • [FCA CF] Functions requiring qualifications (29 Oct 2024 to 22 Apr 2026)
    • [FCA CF] Client dealing (29 Oct 2024 to 22 Apr 2026)
    • SMF3 Executive Director (29 Oct 2024 to 22 Apr 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Oct 2024 to 22 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.