Date authorised
27 March 2014
Companies House
08614385
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 6,
    8 Bishopsgate
    London
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402032078500
  • Complaints Contact

    Level 6,
    8 Bishopsgate
    London
    London
    EC2N 4BQ
    UNITED KINGDOM
    Phone
    +4402032078500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For All, Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sian Fisher

    IRN SXF01105

    • SMF14 Senior Independent Director (since 26 Jan 2023)
  • Stephen John Pennington

    IRN SJP01404

    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF24 Chief Operations (23 Mar 2023 to 30 Apr 2025)
  • Stuart Forbes McMurdo

    IRN SFM01060

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (10 Dec 2018 to 1 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2023)
    • SIMF1 Chief Executive Function (1 Sep 2018 to 9 Dec 2018)
  • Susannah Tilbury

    IRN SXT00292

    • SMF2 Chief Finance (since 24 Jan 2025)
  • Suzanne Hodkinson

    IRN SXH02844

    • SMF4 Chief Risk (since 1 Mar 2021)
  • Terence John Hayday

    IRN TJH01047

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
    • SMF14 Senior Independent Director (10 Dec 2018 to 31 Mar 2022)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • Thomas Rokeby Conyngham Corfield

    IRN TRC01019

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF23 Chief Underwriting Officer (since 10 Dec 2018)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SIMF22 Chief Underwriting Officer Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (27 Mar 2014 to 30 Sep 2018)
    • CF1 Director (27 Mar 2014 to 6 Mar 2016)
  • Victor Yves Peignet

    IRN VYP01000

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 1 Apr 2019)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (27 Mar 2014 to 6 Mar 2016)
  • Vinay Vanmali Mistry

    IRN VVM01001

    • SMF4 Chief Risk (10 Dec 2018 to 31 Oct 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (5 Oct 2015 to 6 Mar 2016)
    • CF1 Director (5 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.