Sciens Capital Limited

• Principal Place of Business

  34 Bruton Street

  London

  W1J 6QX

  UNITED KINGDOM

  Phone

  +442070780600

  Web

  https://www.sciensam.com

• Complaints Contact

  34 Bruton Street

  London

  W1J 6QX

  UNITED KINGDOM

  Phone

  +442070780600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Dahlia Judith Dana

  IRN DJD01109

  • CF21 Investment Adviser (13 Oct 2003 to 9 Jul 2004)
  • CF22 Investment Adviser (Trainee) (1 Aug 2003 to 13 Oct 2003)
• David George Fox

  IRN DGF01016

  • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
  • CF26 Customer Trading (9 Apr 2002 to 31 Oct 2007)
• David Pringle McNaughtan

  IRN DPM01061

  • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
  • CF1 Director (1 Oct 2002 to 13 Jul 2004)
  • CF21 Investment Adviser (9 Apr 2002 to 31 Oct 2007)
  • CF2 Non Executive Director (25 Jan 2002 to 1 Oct 2002)
• Declan Martin Tiernan

  IRN DMT01068

  • CF30 Customer (15 Jan 2009 to 19 Feb 2010)
• Delphine Elisa Farouz

  IRN DEF01035

  • CF30 Customer (21 Dec 2007 to 28 Mar 2008)
• Douglas David Sharp

  IRN DDS01028

  • CF1 Director (30 Nov 2006 to 17 Feb 2009)
  • CF21 Investment Adviser (30 Nov 2006 to 30 Nov 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Apr 2014)
  • CF10 Compliance Oversight (1 Dec 2001 to 17 Apr 2014)
• Eleonora Teresa Fleming

  IRN ETF01001

  • CF30 Customer (5 Dec 2011 to 17 Jul 2012)
• Faraz Omar Sultan

  IRN OXS01029

  • CF21 Investment Adviser (9 Apr 2002 to 31 Mar 2006)
• Farhang Mehregani

  IRN FXM01139

  • CF30 Customer (8 Oct 2012 to 30 Jun 2014)
• Federick Christopher Gerald Hohler

  IRN FCH01009

  • CF2 Non Executive Director (1 Dec 2001 to 17 Nov 2006)

• Glenfinnan Partners Limited (no longer appointed)

  FRN 773957 · Appointed 14 Mar 2017 · Until 31 Dec 2021 · Tied agent

• Timothy John Chadwick (no longer appointed)

  FRN 773345 · Appointed 7 Mar 2017 · Until 31 Mar 2021 · Tied agent

No changes recorded yet.