Schroders Greencoat LLP

• Principal Place of Business

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402078329435

  Web

  http://www.schrodersgreencoat.com

• Complaints Contact

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +442078329469

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Musk

  IRN JXM02165

  • [FCA CF] Client dealing (since 11 Jan 2024)
• John Stewart Mark Henderson

  IRN JSH01087

  • CF30 Customer (12 Jul 2013 to 14 Jan 2015)
• Judith Mary Kathleen O'Shea

  IRN JMO01090

  • CF10 Compliance Oversight (12 Sep 2011 to 29 Jun 2012)
  • CF11 Money Laundering Reporting (12 Sep 2011 to 29 Jun 2012)
• Julian Seld

  IRN JXS00790

  • [FCA CF] Material risk taker (7 Jul 2022 to 7 Jul 2023)
  • [FCA CF] Significant management (1 Oct 2021 to 7 Jul 2023)
• Karin Stephanie Kaiser

  IRN KSK01035

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (15 Apr 2016 to 8 Dec 2019)
• Kathrin-Ann Illa Carola Renate Ruth Kribben

  IRN KIK01006

  • CF10 Compliance Oversight (8 Apr 2010 to 5 Sep 2011)
  • CF11 Money Laundering Reporting (8 Apr 2010 to 5 Sep 2011)
  • CF4 Partner (8 Apr 2010 to 28 Jul 2014)
• Kieran James Lewer

  IRN KXL00062

  • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
• Laurence Jon Fumagalli

  IRN LJF01017

  • SMF27 Partner (9 Dec 2019 to 27 Feb 2025)
  • CF4 Partner (31 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (14 May 2012 to 8 Dec 2019)
• Lee Shamai Moscovitch

  IRN LXM01168

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (30 Oct 2014 to 8 Dec 2019)
• Manveer Dhillon

  IRN MXD00926

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2025)
  • SMF16 Compliance Oversight (since 12 Aug 2025)

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