Date authorised
1 April 2013
Companies House
OC346088
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402078329435
  • Complaints Contact

    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442078329469

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matt Tingle

    IRN MXT00607

    • [FCA CF] Client dealing (since 27 Jun 2024)
  • Matthew Derek George Ridley

    IRN MDR01124

    • SMF27 Partner (since 25 Jul 2024)
    • [FCA CF] Significant management (1 Mar 2024 to 16 Oct 2024)
    • [FCA CF] Material risk taker (2 Jun 2021 to 16 Oct 2024)
    • [FCA CF] Client dealing (2 Jun 2021 to 16 Oct 2024)
  • Matthew Yard

    IRN MXY00111

    • [FCA CF] Significant management (since 8 Apr 2024)
    • [FCA CF] Client dealing (since 8 Apr 2024)
    • [FCA CF] Material risk taker (since 8 Apr 2024)
  • Michael Dominic Aherne

    IRN MDA01068

    • CF30 Customer (8 Apr 2010 to 12 Aug 2011)
  • Minal Patel

    IRN MXP01746

    • SMF1 Chief Executive (since 9 Jun 2025)
    • SMF27 Partner (since 15 Aug 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2024)
    • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
  • Nils Gerrit Bennemann

    IRN NGB01032

    • CF30 Customer (11 Apr 2016 to 20 Jul 2017)
  • Patrick Maguire

    IRN PXM00805

    • [FCA CF] Client dealing (since 16 Oct 2025)
    • [FCA CF] Significant management (since 16 Oct 2025)
  • Paul Edward John O Donnell

    IRN PEO01020

    • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
  • Paul O'Donnell

    IRN PXO00022

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Jul 2023)
  • Peter McHale

    IRN PXM01922

    • CF10 Compliance Oversight (26 Jun 2013 to 31 Jul 2015)
    • CF11 Money Laundering Reporting (26 Jun 2013 to 31 Jul 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.