SBI International Limited

• Principal Place of Business

  3rd Floor East

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402077473510

  Web

  https://www.sbishinsei.co.uk

• Complaints Contact

  3rd Floor East

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402073628890

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Koshi Tsukagoshi

  IRN KXT01474

  • CF2 Non Executive Director (7 May 2015 to 1 Aug 2019)
• Leo Christian Jiro Reiff

  IRN LCR01012

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (14 Nov 2005 to 31 Oct 2007)
• Masahiko Maekawa

  IRN MXM01338

  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 8 Apr 2025)
• Masao Igarashi

  IRN MXI01169

  • [FCA CF] Client dealing (since 22 Feb 2023)
• Masato Takamura

  IRN MXT00563

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
• Matthew Henry Pain

  IRN MHP01014

  • [FCA CF] Client dealing (since 2 Sep 2024)
• Naohisa Aikawa

  IRN NXA24037

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 May 2023)
• Naoya Akasaka

  IRN NXA02084

  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Nitin Bajpai

  IRN NXB01407

  • CF2 Non Executive Director (14 Apr 2010 to 30 Apr 2015)
  • CF3 Chief Executive (29 Jun 2007 to 14 Feb 2009)
  • CF8 Apportionment and Oversight (29 Jun 2007 to 31 Oct 2007)
  • CF1 Director (10 May 2007 to 14 Feb 2009)
• Noboru Kaneko

  IRN NXK00273

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)

No changes recorded yet.