SBI International Limited

• Principal Place of Business

  3rd Floor East

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402077473510

  Web

  https://www.sbishinsei.co.uk

• Complaints Contact

  3rd Floor East

  3 Lombard Street

  London

  EC3V 9AA

  UNITED KINGDOM

  Phone

  +4402073628890

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nobuhiro Sumi

  IRN NXS00654

  • [FCA CF] Manager of certification employee (since 14 Jun 2024)
  • [FCA CF] Client dealing (since 14 Jun 2024)
• Olivier Gaetan Joelle Andrea Marie Josep de Duve

  IRN OXD01012

  • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
  • CF21 Investment Adviser (12 Jun 2006 to 31 Oct 2007)
• Osamu Matsushita

  IRN OXM01131

  • CF2 Non Executive Director (5 Jun 2013 to 30 Apr 2015)
• Robert Leonard Sheehy

  IRN RLS01071

  • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
  • CF3 Chief Executive (2 Mar 2007 to 8 Apr 2008)
  • CF1 Director (2 Mar 2007 to 8 Apr 2008)
  • CF8 Apportionment and Oversight (2 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Aug 2005 to 7 Sep 2005)
• Shinya Kotani

  IRN SXK02567

  • CF30 Customer (1 Oct 2015 to 31 Mar 2017)
• Simon John Crowley

  IRN SJC01230

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Mar 2023)
  • CF11 Money Laundering Reporting (17 May 2005 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 May 2005 to 8 Dec 2019)
• Sujoy Roy

  IRN SXR01865

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Susan Penelope Barlow

  IRN SPB01092

  • SMF16 Compliance Oversight (since 6 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2023)
• TAKAKI TODA

  IRN TXT17662

  • CF2 Non Executive Director (20 Aug 2019 to 15 Nov 2019)
• Taishiro Fujinaga

  IRN TXF00224

  • [FCA CF] Manager of certification employee (since 1 Aug 2025)
  • [FCA CF] Client dealing (since 21 Oct 2024)

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