Sberbank CIB (UK) Limited

• Principal Place of Business

  85 Fleet Street

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

  Web

  https://www.sberbank-cib.co.uk

• Complaints Contact

  85 Fleet Street

  -

  London

  EC4Y 1AE

  UNITED KINGDOM

  Phone

  +4402075833257

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Meryem Kessler

  IRN MAM01095

  • SMF18 Other Overall Responsibility (8 Jul 2021 to 31 Mar 2022)
  • [FCA CF] Client dealing (9 Mar 2020 to 8 Jul 2021)
  • CF30 Customer (17 Mar 2014 to 8 Dec 2019)
• Michael James Patrick Holder

  IRN MJH01671

  • CF11 Money Laundering Reporting (11 Apr 2016 to 11 Nov 2016)
  • CF10 Compliance Oversight (11 Apr 2016 to 11 Nov 2016)
• Michael Joseph Stephen Teagarden

  IRN MXT02162

  • [FCA CF] Client dealing (2 Feb 2021 to 31 Mar 2022)
• Mihail Turlakov

  IRN MXT01606

  • CF30 Customer (21 Nov 2012 to 21 May 2013)
• Natalia Abramova

  IRN NXA01286

  • CF30 Customer (30 Nov 2007 to 1 Jul 2008)
• Nathan Gardener

  IRN NXG44863

  • [FCA CF] Client dealing (9 Mar 2020 to 8 Jan 2021)
• Neil Edward Harrison

  IRN NXH18084

  • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2022)
  • CF28 Systems and controls (23 Aug 2019 to 8 Dec 2019)
• Neil Jonathan Holden

  IRN NJH01075

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 7 Mar 2022)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 7 Mar 2022)
  • CF2 Non Executive Director (21 Sep 2018 to 8 Dec 2019)
• Nicola Mary Chapman

  IRN NMC01070

  • CF11 Money Laundering Reporting (29 Jan 2014 to 30 Sep 2014)
  • CF10 Compliance Oversight (29 Jan 2014 to 30 Sep 2014)
• Nikolay Medvedev

  IRN NXM01739

  • CF30 Customer (21 Oct 2013 to 12 Jan 2016)

No changes recorded yet.