Date authorised
29 September 2014
Companies House
OC306423
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Margaret Street
    London
    W1G 0JD
    UNITED KINGDOM
    Phone
    +442074998644
  • Complaints Contact

    33 Margaret Street
    London
    W1G 0JD
    UNITED KINGDOM
    Phone
    +442074998644

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Probert

    IRN MXP00380

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2024)
  • Michael Hugh Neal

    IRN MHN01015

    • SMF27 Partner (since 3 Jul 2025)
    • [FCA CF] Significant management (since 13 Jan 2025)
    • [FCA CF] Material risk taker (since 13 Jan 2025)
  • Mikko Juhani Andersson

    IRN MJA01254

    • CF30 Customer (8 Jul 2016 to 27 Jul 2017)
  • Naomi Catherine Vlakancic

    IRN NCV01012

    • CF30 Customer (5 May 2016 to 13 Mar 2018)
  • Nicolas Simon Paul Hayward

    IRN NSH01038

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2022)
    • CF30 Customer (8 Apr 2016 to 8 Dec 2019)
  • Patrick David Carr

    IRN PDC01158

    • CF30 Customer (18 Apr 2016 to 1 Mar 2019)
  • Richard Andrew James

    IRN RAJ01110

    • SMF27 Partner (9 Dec 2019 to 15 Mar 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Mar 2024)
    • Responsible for Insurance Mediation (29 Sep 2014 to 30 Sep 2018)
    • CF28 Systems and controls (29 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (29 Sep 2014 to 8 Dec 2019)
  • Richard Martin Lake

    IRN RXM02406

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (29 Sep 2014 to 4 Jul 2016)
    • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
  • Roberto Dominic Tella

    IRN RXT22643

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (26 Oct 2019 to 8 Dec 2019)
  • Sarah Helen Forrest

    IRN SHF01035

    • CF11 Money Laundering Reporting (25 Jul 2018 to 25 Jan 2019)
    • CF10 Compliance Oversight (25 Jul 2018 to 25 Jan 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.