Date authorised
29 September 2014
Companies House
OC306423
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Margaret Street
    London
    W1G 0JD
    UNITED KINGDOM
    Phone
    +442074998644
  • Complaints Contact

    33 Margaret Street
    London
    W1G 0JD
    UNITED KINGDOM
    Phone
    +442074998644

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Dreaneen

    IRN AXD00227

    • [FCA CF] Client dealing (since 12 Dec 2025)
  • Apwinder Kaur Foster

    IRN AKS01163

    • [FCA CF] Client dealing (1 Aug 2023 to 26 Jun 2025)
    • [FCA CF] Material risk taker (1 Aug 2023 to 26 Jun 2025)
    • [FCA CF] Significant management (1 Aug 2023 to 26 Jun 2025)
  • Bramwel Kibara

    IRN BXK00079

    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Jan 2024)
  • Camilla Bergesen

    IRN CXB02606

    • [FCA CF] Significant management (since 28 Apr 2025)
    • [FCA CF] Client dealing (since 28 Apr 2025)
  • Catherine Keir

    IRN CXK00364

    • [FCA CF] Significant management (since 24 Nov 2025)
  • Chris Poole

    IRN CXP00682

    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Christopher Lee

    IRN CXL01439

    • CF2 Non Executive Director (29 Sep 2014 to 8 Dec 2019)
  • Christopher Philip Lewis

    IRN CPL01039

    • CF4 Partner (29 Sep 2014 to 8 Jan 2015)
    • CF30 Customer (29 Sep 2014 to 8 Jan 2015)
  • Claire Elizabeth George

    IRN CEG01036

    • SMF27 Partner (3 Jul 2024 to 31 Jan 2025)
    • [FCA CF] Significant management (20 Jun 2022 to 31 Jan 2025)
    • [FCA CF] Material risk taker (20 Jun 2022 to 31 Jan 2025)
  • Cynthia Griffith

    IRN CHG01045

    • SMF16 Compliance Oversight (17 Sep 2021 to 11 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.