Date authorised
29 September 2014
Companies House
OC306423
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Margaret Street
    London
    W1G 0JD
    UNITED KINGDOM
    Phone
    +442074998644
  • Complaints Contact

    33 Margaret Street
    London
    W1G 0JD
    UNITED KINGDOM
    Phone
    +442074998644

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Danny Al-Dilmi

    IRN DXA00179

    • [FCA CF] Client dealing (31 Mar 2021 to 31 Mar 2026)
  • David Charles Cunnington

    IRN DCC01123

    • CF30 Customer (29 Sep 2014 to 8 Jan 2015)
    • CF4 Partner (29 Sep 2014 to 8 Jan 2015)
  • Eleanor McMillan

    IRN EXM01877

    • [FCA CF] Client dealing (22 Jun 2021 to 9 Jul 2023)
  • Emily Jane Hamilton

    IRN EXH00134

    • [FCA CF] Material risk taker (29 Mar 2023 to 21 Nov 2025)
    • [FCA CF] Significant management (31 Mar 2021 to 21 Nov 2025)
  • Emma Barr

    IRN EXB00431

    • [FCA CF] Material risk taker (since 8 Apr 2024)
    • [FCA CF] Significant management (since 8 Apr 2024)
  • George William Tindley

    IRN GWT01041

    • [FCA CF] Client dealing (31 Mar 2021 to 1 Jul 2023)
    • CF30 Customer (8 Apr 2016 to 8 Dec 2019)
  • Giuseppe Oriani

    IRN GXO00051

    • [FCA CF] Client dealing (31 Mar 2021 to 7 Apr 2022)
    • [FCA CF] Material risk taker (31 Mar 2021 to 7 Apr 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 7 Apr 2022)
  • Guy Sowdon

    IRN GXS00318

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Henry James Spencer

    IRN HXS00471

    • [FCA CF] Significant management (since 15 Apr 2024)
  • Ian Scott Jones

    IRN ISJ01024

    • [FCA CF] Material risk taker (since 1 Aug 2022)
    • [FCA CF] Client dealing (since 1 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 Apr 2022)
    • CF30 Customer (21 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.