Sapia Partners LLP

Date authorised
1 April 2013
Companies House
OC354934
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/sapia/

  • Complaints Contact

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nelson Isaac Abrahao Junior

    IRN NXI01149

    • CF1 Director (AR) (4 Dec 2018 to 29 Mar 2019)
    • CF30 Customer (4 Dec 2018 to 29 Mar 2019)
  • Niall Patrick Markey

    IRN NPM01074

    • [FCA CF] Material risk taker (since 28 Apr 2025)
    • SMF16 Compliance Oversight (since 7 Feb 2025)
    • SMF27 Partner (since 7 Feb 2025)
    • SMF16 Compliance Oversight (27 Apr 2022 to 24 Jun 2024)
  • Niccolo Gamaleri

    IRN NXG01281

    • CF30 Customer (31 Jan 2023 to 30 Jun 2023)
  • Nichola Jane Hunter

    IRN NJH01217

    • CF1 Director (AR) (5 Feb 2016 to 31 Mar 2016)
    • CF30 Customer (5 Feb 2016 to 31 Mar 2016)
  • Nicholas Alexander Theuerkauf

    IRN NAT01053

    • CF30 Customer (9 Jul 2019 to 1 Sep 2025)
    • CF1 Director (AR) (9 Jul 2019 to 1 Sep 2025)
  • Nicholas Anthony Allnutt

    IRN NAA01043

    • CF30 Customer (10 Sep 2018 to 28 Aug 2019)
  • Nicholas Charles Randall

    IRN NCR01019

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (16 Apr 2018 to 11 Oct 2021)
    • CF1 Director (AR) (16 Apr 2018 to 11 Oct 2021)
  • Nicholas David Salisbury

    IRN NDS01072

    • CF30 Customer (16 Nov 2017 to 15 Jan 2020)
  • Nicholas Harry Jacobs

    IRN NHJ01017

    • CF1 Director (AR) (22 Aug 2023 to 18 Dec 2024)
    • CF30 Customer (22 Aug 2023 to 18 Dec 2024)
  • Nicholas Henry Weber

    IRN NHW01017

    • CF30 Customer (3 Feb 2016 to 1 Oct 2016)
    • CF4 Partner (AR) (3 Feb 2016 to 1 Oct 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.