Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nicholas Kaplan

  IRN NXK01787

  • CF30 Customer (2 Jul 2019 to 1 Apr 2022)
• Nicholas Robert Cook

  IRN NXC19747

  • CF30 Customer (6 Nov 2019 to 1 Jan 2026)
  • CF1 Director (AR) (6 Nov 2019 to 1 Jan 2026)
• Nicholas Simon Macpherson Johnston

  IRN NSJ01019

  • CF1 Director (AR) (20 Jul 2023 to 28 Sep 2023)
  • CF30 Customer (20 Jul 2023 to 28 Sep 2023)
• Nico Bonfiglioli

  IRN NXB01504

  • CF1 Director (AR) (16 Apr 2018 to 1 Apr 2019)
  • CF30 Customer (16 Apr 2018 to 1 Apr 2019)
• Nicola Jane Johnston

  IRN NJJ01019

  • CF1 Director (AR) (9 Jul 2014 to 30 Nov 2018)
• Nicolas Bindels

  IRN NXB01956

  • CF30 Customer (26 Apr 2017 to 30 May 2019)
  • CF1 Director (AR) (26 Apr 2017 to 30 May 2019)
• Nicole Sunghan Kim

  IRN NSK01033

  • CF1 Director (AR) (5 Jun 2017 to 19 Jun 2017)
• Nigel Brett Rawlings

  IRN NBR01006

  • CF30 Customer (27 Jun 2017 to 24 Feb 2020)
• Nikolaos Papadopoulos

  IRN NXP01891

  • CF1 Director (AR) (10 Aug 2017 to 14 Mar 2018)
• Nikolay Storonsky

  IRN NXS01512

  • CF1 Director (AR) (22 Feb 2019 to 17 Nov 2020)
  • CF30 Customer (22 Feb 2019 to 17 Nov 2020)

• M12 Global Limited (no longer appointed)

  FRN 911613 · Appointed 24 Jul 2019 · Until 18 Mar 2020 · Tied agent

• Invest With Prop Limited (no longer appointed)

  FRN 786948 · Appointed 16 Jul 2019 · Until 29 Jul 2019 · Tied agent

• BRIGHTEYE RESEARCH LONDON LIMITED (no longer appointed)

  FRN 845633 · Appointed 10 Jul 2019 · Until 30 Apr 2023

• SilverTree Equity Partners LLP (no longer appointed)

  FRN 845097 · Appointed 1 Jul 2019 · Until 1 Sep 2025

• MAYFAIR 101 LIMITED (no longer appointed)

  FRN 844866 · Appointed 26 Jun 2019 · Until 23 Mar 2020 · Tied agent

• IVERSON CAPITAL LIMITED (no longer appointed)

  FRN 844185 · Appointed 14 Jun 2019 · Until 26 Mar 2020

• Exemplar Investments Limited (no longer appointed)

  FRN 843617 · Appointed 6 Jun 2019 · Until 18 Dec 2019 · Tied agent

• The Reserve Prime Limited (no longer appointed)

  FRN 843355 · Appointed 4 Jun 2019 · Until 4 Dec 2019 · Tied agent

• Newlands Capital Limited (no longer appointed)

  FRN 842975 · Appointed 29 May 2019 · Until 27 Apr 2023

• Argyll & Buchanan Limited (no longer appointed)

  FRN 842509 · Appointed 21 May 2019 · Until 15 Feb 2021 · Tied agent

No changes recorded yet.