Sapia Partners LLP

Date authorised
1 April 2013
Companies House
OC354934
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/sapia/

  • Complaints Contact

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Griffiths

    IRN JXG01313

    • CF30 Customer (19 Jan 2017 to 3 May 2017)
  • Julian King

    IRN JXK00496

    • CF4 Partner (AR) (15 Feb 2023 to 13 Nov 2025)
    • CF30 Customer (15 Feb 2023 to 13 Nov 2025)
  • Julien Raoul De Mayer

    IRN JRD01168

    • CF2 Non Executive Director (AR) (6 Nov 2017 to 21 Feb 2018)
  • Jurgen Ernst Gebhard

    IRN JEG01115

    • CF10 Compliance Oversight (10 Jan 2013 to 5 Sep 2017)
    • CF4 Partner (15 Aug 2011 to 13 Feb 2019)
    • CF30 Customer (15 Aug 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Aug 2011 to 10 Jan 2013)
  • Justin Gareth Killa Williams

    IRN JGW01040

    • CF1 Director (AR) (30 Sep 2015 to 30 May 2017)
    • CF30 Customer (30 Sep 2015 to 30 May 2017)
  • Justin Paul Symonds

    IRN JPS01101

    • CF1 Director (AR) (17 Apr 2019 to 5 Feb 2020)
    • CF4 Partner (AR) (14 Mar 2013 to 5 Feb 2020)
    • CF30 Customer (14 Mar 2013 to 5 Feb 2020)
  • Justin Simon James Partington

    IRN JSP01114

    • SMF27 Partner (9 Dec 2019 to 2 Dec 2021)
    • CF4 Partner (13 May 2019 to 8 Dec 2019)
  • Kaitlyn Hebrink

    IRN KXH07535

    • CF30 Customer (26 Oct 2018 to 30 Aug 2019)
  • Kanak Sharma

    IRN KXS00486

    • CF30 Customer (5 Oct 2022 to 4 Apr 2025)
  • Kara Janice Brown

    IRN KXB00471

    • CF1 Director (AR) (14 Feb 2023 to 5 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.