Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Xin Zhao
IRN XXZ01012
- CF1 Director (AR) (16 Apr 2015 to 2 Oct 2015)
- CF4 Partner (AR) (18 Mar 2014 to 8 Apr 2015)
- CF30 Customer (18 Mar 2014 to 8 Apr 2015)
Yacine Kanoun
IRN YXK01041
- CF30 Customer (17 Feb 2017 to 20 Oct 2017)
Yacine Maireche
IRN YXM01269
- CF30 Customer (20 Jun 2017 to 30 Jan 2019)
Yann Marie Ranchere
IRN YMR01002
- CF30 Customer (7 Oct 2015 to 16 Jun 2016)
- CF1 Director (AR) (8 Jul 2015 to 16 Jun 2016)
Yaron Eilot
IRN YXE01072
- CF30 Customer (5 Feb 2018 to 28 Jun 2021)
Yaron Valler
IRN YXV14257
- CF1 Director (AR) (25 Apr 2019 to 11 Apr 2025)
- CF30 Customer (25 Apr 2019 to 11 Apr 2025)
Yaser Said Abu-Mostafa
IRN YXA11088
- CF2 Non Executive Director (AR) (2 Aug 2019 to 26 Jun 2020)
Yassine Pernin
IRN YXP01124
- CF30 Customer (6 Apr 2017 to 5 Aug 2017)
Yibo Song
IRN YXS01161
- CF30 Customer (23 Apr 2015 to 22 Jul 2015)
Yingzi Zhang
IRN YXZ00051
- CF30 Customer (31 May 2023 to 4 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

NIG Brokers Ltd (no longer appointed)
FRN 597356 · Appointed 18 Mar 2013 · Until 28 May 2013
Ganita Wealth Limited (no longer appointed)
FRN 597259 · Appointed 14 Mar 2013 · Until 17 Jun 2013 · Tied agent
HB Partners LLP (no longer appointed)
FRN 596106 · Appointed 21 Feb 2013 · Until 1 Apr 2019
Apri Reim LLP (no longer appointed)
FRN 570880 · Appointed 21 Jan 2013 · Until 15 Dec 2017
Cohesion Investments Limited (no longer appointed)
FRN 594617 · Appointed 18 Jan 2013 · Until 4 Oct 2018
ARK Capital Management Ltd (no longer appointed)
FRN 594345 · Appointed 15 Jan 2013 · Until 1 Sep 2014
Exedra Capital Limited (no longer appointed)
FRN 585217 · Appointed 16 Nov 2012 · Until 16 May 2013
MHW Associates Limited (no longer appointed)
FRN 590342 · Appointed 29 Oct 2012 · Until 12 Jul 2019
Boundary Capital Limited (no longer appointed)
FRN 590075 · Appointed 23 Oct 2012 · Until 11 Dec 2014
Kania Advisors Ltd (no longer appointed)
FRN 589448 · Appointed 9 Oct 2012 · Until 4 Jun 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.