Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 10 May 2021)
- [FCA CF] Significant management (since 10 May 2021)
- CF3 Chief Executive (AR) (since 16 Mar 2021)
- CF30 Customer (since 16 Mar 2021)
-
West 4 Capital Investment Adviser Limited
FRN 768953
- Employed By (since 5 Feb 2018)
-
- CF30 Customer (5 Feb 2018 to 28 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.