Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mahesh Shivabhai Patel
IRN MSP01124
- CF4 Partner (AR) (26 Jan 2018 to 14 Mar 2019)
- CF30 Customer (26 Jan 2018 to 14 Mar 2019)
Malin Holmberg
IRN MXH13700
- CF1 Director (AR) (10 Apr 2019 to 20 Aug 2020)
- CF30 Customer (10 Apr 2019 to 20 Aug 2020)
Manish Mansukhlal Gudka
IRN MMG01053
- CF3 Chief Executive (AR) (1 Feb 2013 to 14 Dec 2017)
- CF30 Customer (1 Feb 2013 to 14 Dec 2017)
Manish Vinod Khiroya
IRN MVK01016
- CF1 Director (AR) (30 Oct 2017 to 5 Jul 2019)
Mansukhlal Gosar Gudka
IRN MGG01033
- CF30 Customer (15 Nov 2016 to 14 Dec 2017)
Marco Crosignani
IRN MXC00954
- CF4 Partner (AR) (4 May 2023 to 1 Oct 2024)
Marco EMAN
IRN MXE01444
- CF30 Customer (4 Feb 2016 to 11 Apr 2025)
- CF1 Director (AR) (4 Feb 2016 to 11 Apr 2025)
Marco Guido Bonetti
IRN MGB01061
- CF1 Director (AR) (13 Apr 2016 to 10 Mar 2021)
- CF30 Customer (13 Apr 2016 to 10 Mar 2021)
Marco Hinz
IRN MXH00868
- CF30 Customer (27 Sep 2022 to 21 Oct 2022)
- CF1 Director (AR) (27 Sep 2022 to 21 Oct 2022)
Marco Oprandi
IRN MXO01731
- CF1 Director (AR) (22 Aug 2024 to 10 Dec 2024)
- CF30 Customer (22 Aug 2024 to 10 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Grafton Capital Limited (no longer appointed)
FRN 668683 · Appointed 28 Apr 2015 · Until 16 Feb 2022
Origin Markets Limited (no longer appointed)
FRN 688593 · Appointed 23 Apr 2015 · Until 27 Apr 2015
Wheaton Capital Limited (no longer appointed)
FRN 685278 · Appointed 16 Apr 2015 · Until 25 Oct 2017
My Property Partners Limited (no longer appointed)
FRN 679033 · Appointed 25 Mar 2015 · Until 17 Nov 2015
Alfreton Capital Management Ltd (no longer appointed)
FRN 677063 · Appointed 13 Mar 2015 · Until 1 Feb 2017
Greyhound Capital Europe LLP (no longer appointed)
FRN 674475 · Appointed 27 Feb 2015 · Until 25 Mar 2015
Momentum Capital Limited (no longer appointed)
FRN 673688 · Appointed 25 Feb 2015 · Until 1 Jul 2015
Tanto Capital Partners LLP (no longer appointed)
FRN 673691 · Appointed 25 Feb 2015 · Until 2 Dec 2015
King William Street Capital Management Limited (no longer appointed)
FRN 670376 · Appointed 6 Feb 2015 · Until 9 May 2016
Equity Strategies Limited (no longer appointed)
FRN 668821 · Appointed 29 Jan 2015 · Until 21 Dec 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.